EMA Regulatory

5 Fatal Pitfalls in Drug-Device Submissions (And How to Avoid Them)

Arun Nagarathanam Aruntastic
Published: 25 Jan 2026
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Updated: 25 Jan 2026

Quick Answer

Drug-device combination submissions under EU MDR fail most often due to: (1) incorrect PMOA determination, (2) integral vs non-integral confusion, (3) partial GSPR compliance statements, (4) missing documentation at MAA submission, and (5) scope mismatches between NBOp and intended use. Avoiding these five pitfalls prevents the majority of delays and rejections.

The clock-stop notification lands in her inbox at 9:47 AM.
Three months into what was supposed to be a straightforward MAA.

Regulatory affairs director at desk reading clock-stop notification on laptop, morning light through office window, coffee growing cold
9:47 AM—the moment a preventable clock-stop notification changes everything

What the regulation doesn't tell you:
A single phrase buried in page 47 of their Notified Body opinion—"partial compliance with relevant GSPRs"—triggered everything.

That phrase—just two words—triggered a chain reaction.
Now her team faces months of rework, a new NB opinion, and a launch delay that will cost millions.

She's not alone.
Across the EU, drug-device combination submissions fail for the same handful of preventable reasons.
Here's how to avoid walking into these known traps.

The Five Fatal Mistakes in DDC Submissions

After analysing the EMA's Q&A on MDR/IVDR Implementation and the Draft Guideline on Quality Requirements for Drug-Device Combinations, a clear pattern emerges. Teams aren't failing because they don't understand the regulations—they're failing because the regulations contain hidden tripwires that only become visible after you've stepped on them.

Let's examine each pitfall in detail—and more importantly, how to prevent it.

Pitfall 1: Getting PMOA Wrong

Why this matters: Incorrect Principal Mode of Action determination doesn't just delay your submission—it puts you on an entirely wrong regulatory pathway.

The PMOA determination is the first critical decision point. Get it wrong, and you'll apply inappropriate regulatory requirements for months before discovering the error.

According to EMA guidance (Q1.1-1.3), the qualification and classification of borderline products are determined by National Competent Authorities for medicinal products and/or medical devices. Manufacturers are advised to consult these authorities—but this advisory language often gets treated as optional when it should be treated as essential.

The real risk: If your product's mode of action is pharmacological, immunological, or metabolic (rather than physical or mechanical), you may need the medicinal product pathway—not the device pathway. The distinction isn't always obvious, especially for combination products where both actions are present.

Pro Tip

Consult National Competent Authorities BEFORE investing heavily in documentation. Request their written opinion on classification for borderline products. Reference MDCG 2022-5 on borderline products and the MDCG Manual on borderline and classification for medical devices.

For deeper guidance on PMOA determination, see our comprehensive guide on Principal Mode of Action Assessment.

Pitfall 2: Integral vs Non-Integral Confusion

Why this matters: The integral vs non-integral distinction determines whether you follow the medicinal product framework or the medical device framework—and they are fundamentally different pathways.

The MDR defines integral drug-device combinations (iDDCs) under Articles 1(8) and 1(9). Understanding which article applies to your product is crucial:

Article 1(8) – Substance Action PRINCIPAL

If a medical device incorporates a substance that, if used separately, would be a medicinal product, and the action of that substance is principal, the integral product is regulated as a medicinal product.

Framework: Pharmaceutical legislation (Directive 2001/83/EC)

Article 1(9) – Delivery Device Integral

If a medical device intended to administer a medicinal product forms a single integral, non-reusable product exclusively for use in that combination, it is governed by the medicinal product framework.

Examples: Pre-filled syringes, pre-filled pens, pre-filled inhalers

Question

Is Your DDC Integral or Non-Integral?

Device incorporates drug where drug action is PRINCIPAL

Integral → Medicinal product framework (Article 1(8))

Device + drug form single integral non-reusable product for administration

Integral → Medicinal product framework (Article 1(9))

Device + drug are co-packaged but can be separated

Non-integral → Device must be CE marked separately

Device and drug obtained separately

Non-integral → Each follows own regulatory framework

Conversely, if a device incorporates a medicinal substance where the action is ancillary to the device, the product is regulated as a medical device—requiring a scientific opinion on the quality and safety of the ancillary substance from an NCA or EMA.

The real risk: Misclassifying your product means starting over. If you've built a medicinal product dossier but your product is actually a device (or vice versa), you face a complete regulatory restart.

For the complete framework on DDC classification, see our guide on Drug-Device Combinations under EU MDR.

Pitfall 3: The Partial Compliance Trap

Why this matters: This is the single biggest killer of DDC submissions. A Notified Body opinion concluding on partial GSPR compliance triggers automatic rejection.

The EMA's Q&A document (Q2.4, Rev. May 2025) states this explicitly and unambiguously:

Critical EMA Guidance

"A notified body opinion or for class I, a MAH's GSPRs compliance statement concluding on partial compliance cannot be accepted as the CHMP and the NCAs do not have the remit of assessing compliance with the GSPRs themselves."

— EMA Q&A on MDR/IVDR Implementation, Q2.4

Read that again: cannot be accepted. Not "may require additional justification." Not "will be evaluated on a case-by-case basis." It cannot be accepted.

The reason is structural. CHMP and NCAs simply don't have the authority to assess GSPR compliance themselves. That's the Notified Body's role. If the NBOp says "partial compliance," the evaluation cannot proceed—it will result in an evaluation issue requiring an updated opinion confirming full compliance.

Pro Tip

Before your NB finalises their opinion, confirm they will conclude on FULL compliance with relevant MDR Annex I GSPRs. If they identify gaps, resolve them BEFORE the opinion is issued. An NBOp with partial compliance is essentially worthless for MAA purposes.

This connects directly to the Article 117 Consultation Procedure—where partial compliance statements are equally fatal.

Pitfall 4: Missing Documentation at Submission

Why this matters: Missing documents at initial MAA submission cause clock stops—extending your timeline by weeks or months for something entirely preventable.

EMA guidance (Q2.3, Rev. May 2024) is clear on this point. EMA and NCAs strongly recommend submitting the Declaration of Conformity, EU Certificate, or Notified Body Opinion at the time of initial MAA submission.

The word "strongly recommend" is regulatory speak for "you really should do this or you'll regret it." Missing documents don't cause rejection—but they cause clock stops. And clock stops mean delays.

Document When Required Impact if Missing
Declaration of Conformity (DoC) For CE-marked devices Clock stop
EU Certificate For Class IIa+ devices Clock stop
Notified Body Opinion (NBOp) For integral DDCs under Article 117 Clock stop
GSPR Compliance Statement For Class I devices (excl. Is/Im) Clock stop

MDD to MDR Transition: For devices certified under MDD, the device part must transition to MDR certification by applicable deadlines. If your MDD certificate will expire during the MAA procedure, plan for MDR certification to be completed and the EU certificate submitted as part of an appropriate post-authorisation procedure.

Pitfall 5: Scope Mismatch and Lifecycle Gaps

Why this matters: Your NBOp scope must precisely match the device's intended purpose for that specific MAA. Any mismatch = evaluation issue.

According to EMA guidance (Q2.1-2.2), the Notified Body must be designated for the device type in question, and the scope of their opinion must correspond exactly to the intended purpose stated in the MAA.

This sounds obvious—but in practice, scope creep happens. The device evolves during development. The intended use expands. Marketing requests new indications. And suddenly your NBOp covers a narrower scope than your MAA claims.

Post-Authorisation Lifecycle Management

The pitfalls don't end at authorisation. EMA guidance (Q4.1-4.2) is clear: for Notified Body opinions issued without a contractual arrangement between the NB and MAH to cover device changes, the MAH is responsible for determining when a new or updated NB opinion is needed.

Changes to the device—or its intended use—require the MAH to assess whether they impact GSPR compliance. If they do, an updated NBOp is required. Failure to manage this creates post-market compliance risk.

Pro Tip

Establish contractual arrangements between your NB and MAH covering lifecycle changes. This creates a formal framework for determining when updated opinions are needed—rather than leaving the MAH to assess this independently.

The Pre-Submission Verification Checklist

If you can verify these items before submission, you eliminate the majority of clock-stop triggers:

DDC Pre-Submission Verification Checklist

  • PMOA determination confirmed with National Competent Authority — Written opinion for borderline products
  • Article 1(8) vs 1(9) classification documented and justified
  • NBOp confirms FULL compliance with relevant MDR Annex I GSPRs — Not partial compliance
  • NBOp scope matches exactly with MAA intended purpose
  • NB is designated for the device type in question
  • Declaration of Conformity ready for initial MAA submission
  • EU Certificate ready (or timeline confirmed for post-auth submission)
  • GSPR Compliance Statement prepared (for Class I excl. Is/Im)
  • MDD to MDR transition timeline reviewed if applicable
  • Contractual arrangement with NB covers lifecycle changes
  • Post-authorisation change management process established
  • All documentation cross-referenced for scope consistency

This checklist emerged from mapping every pitfall back to a specific pre-submission checkpoint. If you can catch these issues before submission, you eliminate the clock stops entirely.

Infographic showing five connected warning icons representing common DDC submission pitfalls: document warning, branching paths, checklist with X marks, clock with stop symbol, and mismatched puzzle pieces
The Five Fatal Pitfalls in Drug-Device Combination Submissions Under EU MDR

What Practitioners Are Saying

Discussions in regulatory affairs communities reveal consistent pain points:

Notified Body Capacity Crisis

Some NBs have 18-40 month wait lists and aren't accepting new clients. Contact your NB early—before you invest heavily in QMS development.

Small Company Struggles

QMS implementation from scratch is challenging without experienced help. Consider engaging regulatory consultants familiar with DDC submissions.

Emerging: Cybersecurity Gaps

NBs are increasingly flagging missing SBOMs and weak patch strategies. It's not just clinical/performance—cyber is becoming a new blocker.

References

  1. 1. DDC Submission Readiness Assessment — Interactive self-check for your submission preparation
  2. 2. Regulation (EU) 2017/745 on medical devices (MDR), Articles 1(8), 1(9), 117
  3. 3. EMA Q&A on implementation of medical devices and IVD regulations (Rev.6, December 2025)
  4. 4. EMA Draft Guideline on Quality Requirements for Drug-Device Combinations
  5. 5. MDCG 2022-5 on borderline products
  6. 6. MDCG Manual on borderline and classification for medical devices

FAQ

What is the most common reason DDC submissions fail?
Partial GSPR compliance statements in Notified Body opinions. EMA Q&A Q2.4 explicitly states these 'cannot be accepted' because CHMP and NCAs lack authority to assess GSPRs themselves. A partial compliance conclusion will result in an evaluation issue requiring a new or updated opinion.
When should I contact a Notified Body for my DDC?
As early as possible. Some NBs have 18-40 month wait lists and aren't accepting new clients. Contact before you invest heavily in QMS development to avoid being stuck without NB capacity when you're ready to submit.
What's the difference between Article 1(8) and Article 1(9) integral DDCs?
Article 1(8): The device incorporates a substance where the medicinal action is PRINCIPAL—regulated under pharmaceuticals. Article 1(9): A device intended to administer a medicinal product, forming a single integral non-reusable product (e.g., pre-filled syringes, pre-filled pens)—also regulated under pharmaceuticals.
Do I need to submit the NBOp with my initial MAA?
EMA and NCAs 'strongly recommend' submitting the Declaration of Conformity, EU Certificate, or Notified Body Opinion at the initial MAA submission. Missing documents cause clock stops during the procedure, extending your timeline by months.
Who is responsible for determining when an updated NBOp is needed?
The Marketing Authorisation Holder (MAH). For NBOps issued without contractual arrangements covering device changes, the MAH must independently assess when changes to the device or its intended use require an updated Notified Body opinion.

Still Second-Guessing Your DDC Submission?

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